Development Partner Resource Guide

6. Sustainability: Capacity Strengthening and Policy

Sustainability occurs when commitment, capacity, and resources enable continued replication of the conditions that produced the success or outcome. Alternatively, if the context changes, there is sufficient commitment to invest the time and resources required to adapt new responses to recreate the gain.

Sustainability in foundational learning means that efforts and gains are converted into long-term impact. This is achieved in common cause with government and civil society actors. Sustainability in foundational learning usually requires a government that is focused on learning outcomes (with systems and policies aligned to support learning outcomes), commitment to foundational learning improvement at decentralized levels, active engagement by school leaders (head teachers and instructional leaders), teachers who are capable of delivering evidence-based foundational learning instruction, strong assessment systems and feedback to learners, and teacher and learner well-being. Furthermore, it is important that these elements are aligned and sustained for a sufficient period to give teachers confidence that behavior change is positive and is not temporary (until the next new development program materializes). Many of the same elements are covered in program design (see the Development Partner Resource Guide section on Program Design).


Defining Sustainability

It is difficult to define and work toward sustainability in a complex and dynamic environment. This resource serves as a starting point for defining sustainability for foundational learning programs.

Questions
  • What will be sustained (capacity, material resources, data systems, outcomes, etc.)?
  • What are the specific features of the reform that have made it successful?
  • What kind of operating environment, resources and incentives need to be in place to maintain the reform?

Resources

Advancing sustainability across a portfolio: A deep dive into the Girls' Education Challenge (GEC) Sustainability Framework +

Overview: A report on the GEC’s Sustainability Framework.

Host: U.K. Foreign, Commonwealth and Development Office (FCDO) — Girls’ Education Challenge

Description: This document, while not specific to FLN, provides a five-point scale of different types of sustainability that can be applied to different sectors. Illustrative examples are given for sustainability as contribution (knowledge, practices, and/or processes are introduced to a targeted beneficiary group), sustainability as continuation (new practices are established behaviors for beneficiaries), sustainability as adoption (the integration of processes within systems), replication (picked up by others), and sustainability as scaling (the benefits are realized by a significant number of people). The resource provides examples of questions to consider when building sustainability plans as well as pop-out boxes of case studies.

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Sustaining Interest and Ownership

This guidance focuses on government interest and ownership, which may be assessed and planned for. Government interest and ownership can be influenced in multiple ways, including advocacy and coalition-building, building evidence of the effectiveness of programs in the country context, and strengthening government capacity and systems to enable success.

Questions
  • Who are the actors most committed to the success of the program? How can we recognize their contributions, elevate their voices, and ensure their continued engagement?
  • To whom do the key actors in the education system feel most accountable to in sustaining the program? Are those individuals or organizations aware of how they can continue to advocate or exert pressure to maintain positive impacts?
  • Have formalized mechanisms, such as career ladders and performance contracts, been considered in elevating the importance of key elements of the foundational learning reform (e.g., performance contracts requiring school leaders to oversee the administration of early grade learning assessments on a per-term basis)?

Resources

6 Stories About Scaling Change Throughout Education Systems +

Overview: A blog article with embedded videos on the Real-Time Scaling Labs program.

Host: Brookings Foundation

Description: A resource focused on technical solutions for scaling, development diplomacy, and influential skills and approaches. The blog provides case studies from multiple countries and discusses how to adopt a human-centric approach to scaling.

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What Would It Take to Help Governments Achieve Their Foundational Literacy & Numeracy Goals? +

Overview: A guide to foundational literacy and numeracy (FLN) programs with a focus on stakeholder engagement (decision-makers and practitioners).

Host: Delivery Associates, with support from UNICEF Foundational Literacy and Numeracy Partnership

Description: Tools that guide public sector actors to implement FLN reforms through strategic planning, stakeholder engagement, data-driven decision-making, and the establishment of systems for evaluation and iteration. The guide also includes case studies that utilize the tools.

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The FLN Capacity Builder +

Overview: A framework — users navigate the foundational literacy and numeracy (FLN) context assessment to access tips. *Users must register.

Host: Foundational Literacy and Numeracy Hub

Description: This framework features 15 generalizable criteria to support planning for FLN program implementation. It includes steps for development partners to to identify a key focus area, assess capacity, explore resources, and develop and implement an FLN program, as well as gauge the degree to which it may be contextually and politically feasible to deliver such a program. *Users must first register and be granted access.

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Promoting Local Leadership

Local leaders can strengthen foundational learning programming by increasing local ownership, accountability and motivation. Community leaders can support school quality and hold school leaders accountable by improving relationships and increasing engagement between communities and the schools their children attend.

Questions
  • In addition to education system actors, who in target communities has influence? Individuals such as mayors, Indigenous leaders, religious leaders, civil society groups, and others may become key players to improve adherence to reform efforts and sustain them into the future.
  • Which local organizations are working on foundational learning, education, or assessments that could take on more technical or management responsibilities to support the reform? What capacities might they need to develop?
  • How can local organizational capacity be strengthened in a way that minimizes dependency on large external development partners to continue their work into the future?

Resources

Knowledge Management and Organizational Learning +

Overview: A set of resources developed by the U.S. Agency for International Development (USAID), focus on incorporating knowledge management and learning into organizational infrastructure.

Host: Science of Teaching

Description: This set of resources includes the slide showing the model USAID has used for knowledge retention and transfer. It also includes thinking and planning for the types of information that need to be transferred, and documenting their level of development (or “maturity”). Suggest beginning with “KRT Model Mission Slide Deck”. Because many links are inaccessible, the main use is framing needs and describing the processes and tools.

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6 Stories About Scaling Change Throughout Education Systems+

Overview: A blog article with embedded videos on the Real-Time Scaling Labs program.

Host: Brookings Foundation

Description: A resource focused on technical solutions for scaling, development diplomacy, and influential skills and approaches. The blog provides case studies from multiple countries and discusses how to adopt a human-centric approach to scaling.

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Organizational Performance Index Measurement Tool +

Overview: A tool that tracks organizational capacity development by aligning incentives and performance.

Host: PACT

Description: This tool is easy to use to track the performance of an organization in different areas of work, including the immediate aspects of effectiveness and efficiency, as well as the longer-term aspects of relevance and sustainability. The results provide evidence for organizational learning.

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Adaptive management: A practical guide to mitigating uncertainty and advancing evidence-based programming +

Overview: A toolkit that can be used for government capacity building.

Host: PACT

Description: This sector-agnostic toolkit helps governments to critically assess their context and determine the most appropriate programmatic or decision-making approach. The facilitated application of the Cynefin framework is particularly helpful for this purpose and is included in the Pact resources. The tools are practical and provide clear step-by-step guidance on their application. Pact also offers tools on the Organizational Performance Index (OPI), Governmental Performance Index (GPI), Change Action Plan (CAP), Network Analysis Training and Mentoring Tracker, and the USAID Non-U.S. Organization Pre-Award Survey (NUPAS).

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What would it take to help governments achieve their foundational literacy & numeracy goals? +

Overview: A guide to foundational literacy and numeracy programs with a focus on stakeholder engagement (decision-makers and practitioners).

Host: Delivery Associates, with support from the UNICEF Foundational Literacy and Numeracy Partnership

Description: Tools that guide public sector actors to implement foundational literacy and numeracy reforms through strategic planning, stakeholder engagement, data-driven decision-making, and the establishment of systems for evaluation and iteration. The guide also includes case studies that utilize the tools.

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The FLN Capacity Builder +

Overview: A framework — users navigate the foundational literacy and numeracy context assessment to access tips. *Users must register

Host: Foundational Literacy and Numeracy Hub

Description: This framework features 15 generalizable criteria to support planning for foundational literacy and numeracy program implementation. It includes steps that development partners use to identify a key focus area, assess capacity, explore resources, and develop and implement an FLN program, as well as gauge the degree to which it may be contextually and politically feasible to deliver such a program. *Users must first register and be granted access.

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Policy Strengthening

Policies document expectations for the education system and actors, ensure schools and resources are in alignment, reduce confusion, improve compliance to government guidance, and stabilize school operations so that longer-term change can be institutionalized. The following web-based databases provide examples of successful FLN policies in low- and middle-income countries (LMICs).

Questions
  • Do policies exist in key areas of foundational learning? Are they supportive of foundational learning reforms or might they need to be strengthened in order to help ensure outcomes?
  • Are existing policies implemented as intended? What are the effects of deviations from the policy — negative, positive, or neutral effects?
  • Do policies have the intended effect when they are implemented as planned?
  • To what extent are education actors at different levels aware of the policy, and do they understand how they are supposed to implement the policy?
  • Are policies motivating or demotivating to the individual meant to carry them out?

Resources

African Education Research Database +

Overview: An online database of social science research from across sub-Saharan Africa.

Host: Education Sub Saharan Africa (ESSA)

Description: The African Education Research Database is a curated collection of social science research from across sub-Saharan Africa with a particular focus on educational policy and practice in response to global priorities and targets set as part of the United Nations (UN) Sustainable Development Goals.

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Making Teacher Policy Work +

Overview: A document describing the reasons behind successes and failures in teacher policies.

Host: World Bank Group

Description: This comprehensive document includes recommendations and case study examples (including FLN examples) and describes the ways in which policies do and do not work for teachers. This includes how policies relate to teacher motivation, teacher practice, and resources for teachers. It also includes analysis and recommendations regarding systems and sustainability.

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Developing a National EdTech Strategy +

Overview: A searchable database featuring research on technology in education for decision-making and learning.

Host: EdTech Hub (with support from UNICEF and multiple international development partners)

Description: A resource within the EdTech database that offers practical information on developing a national EdTech strategy. It is designed for education policymakers and decision-makers, including officials within ministries of education and major development agencies who work with them.

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TIPS FOR DEVELOPMENT PARTNERS

✅ Stamina — the foundational learning reform horizon

Nationalization of reforms may take many more years than most would prefer to admit. Foundational literacy and numeracy reforms at a national level could easily take 20 years. The following table records the general phases of a literacy reform, based on professional experience of the authors. It does not take into account potentially significant complications, such as a change in the primary language of instruction, that may re-start or delay the timeline.

Duration Activity Details
Phase: Pilot to Scale
1–2 years Context analysis and content preparation Context analysis, linguistic analysis, and the preparation of core content matter (e.g., gathering linguistic data, generating letter and word lists, documenting linguistic and grammatical patterns for teaching, sequencing content, and negotiating these elements in relation to a curriculum that may not be research-based).
3–5 years Piloting and successive grade-level development Development of a pilot package of teaching and learning materials (TLMs):
- Piloting can take six months to one year per grade.
- Piloting confirms the level of difficulty, and the next grade is developed and piloted, based on the final scope and difficulty level of the previous grade. Thus, five grades may take five or more years.
+1 year Procurement and delivery Within and after the final package, content must be formatted, authorizations must be obtained, and then procurement and delivery must be executed.
At Scale Use and Learning
4–5 years
(overlaps with piloting/development)
Use at scale & research and learning at scale Piloting goes to scale if the program continues to show results.

To see the true potential for a reform to impact student outcomes, one must follow children from the start of the program (such as Grade 1) through several the years of the program (for example, following children from Grade 1 to 4). Research into change over time provides an understanding of the added value of the reforms and how different populations of students and teachers, under different school conditions, fare with the program. This research and learning also leads to concrete information on how to improve the full package for better effectiveness a national scale.
1–2 years Revision to fit at-scale use, based on contextualized research Ideally, the full package is then revised to best fit the national context and sub-populations, using research on program performance at scale.
Systems Integration and Strengthening
Adding months or years Curriculum and policy changes & procurement system and policies Changes in the curriculum or language policies are not unusual. These changes require a more robust process of subsequent materials adaptation, piloting, and revision, potentially spanning months or years, depending on the scope of the changes.

The timeline above does not necessarily account for a complete cycle of printing and distribution (international procurement action if local capacity for printing is lacking and/or building capacity in the local system).
Multi-year process Systems strengthening and reform Simultaneously with the implementation of the new reform in schools, leadership at all levels must be well-aligned regarding the new literacy instructional methods, e.g., materials and practices in pre-service institutions, curriculum revision, and updates to national assessments and benchmarks.

(For more information on alignment processes, see Aligning Learning Inputs to Global Norms (ALIGN) tools and case studies.)

✅ Stability and Sustainability

Sustainability implies the stability and maintenance of an effective reform effort. Governments in LMICs managing extremely limited resources are frequently subject to following the donor funds and therefore interests, and development partners often get caught up in innovative or recent models (or initiatives presenting similar principles in new ways). The result is a type of revolving door of FLN programs that do not mature long enough to be researched and improved for effectiveness at scale (see “Stamina — the FLN reform horizon”). Frequent changes in models may reduce the likelihood that governments will make the effort required to align their institutions, curriculum, and assessment to an FLN reform effort (that they know will shift again in the near future). This also undermines instruction when teachers experience donor fatigue and only half-heartedly attempt to use new models of instruction (recognizing they will have to make an effort to learn a new model in the near future). With these issues in mind, development partners should make considerable efforts to build upon previous FLN programs that use research-based methods (materials, curriculum improvements — whether official or implied in effective instructional models — and other program components). Without this type of concerted effort, it will remain challenging to attain significant improvements in FLN.


✅ Preserving Teaching and Learning Materials - Why Make a Plan

Ensuring the accessibility of teaching and learning materials (TLMs) created by high quality foundational learning programs is crucial for preserving education investments. Developing high-quality TLMs requires expertise in grade-appropriate publishing practices (writers, editors, artists, designers, etc.) as well as evidence-based literacy pedagogy (language and literacy specialists). The initial investment can be costly, but these resources become more cost-effective with every re-print and adaptation. Proper documentation and management are essential for long-term use. Unfortunately, many countries and development partners lack systems for archiving these materials. When new programs come in, TLMs are often created from scratch without access to previous resources, and often without awareness of their existence, leading to unnecessary costs.

Assuring accessibility requires a long-term strategy, infrastructure, and a management framework. Key categories of foundational learning materials include student books, teacher guides, mathematics workbooks and games, training resources, assessment tools, curriculum scope and sequence, evidence of TLMs’ effectiveness, and policy documents.


Final Notes

An important recent advancement in making open-licensed print materials available to ministries and educational partners is the Early Learning Resource Network, which houses ministry-approved TLMs (digital and print-ready resources).


✅ Policies supporting foundational literacy and numeracy (FLN) goals

The following are some aspects of policy to consider in programming to support FLN objectives:

  • Align Policy Goals With National Priorities
    Work with government partners early in the process to ensure that FLN policies reflect their core educational priorities. Embedding FLN within the broader education strategy can help ensure commitment and long-term support. (Refer to the ALIGN tools and case studies.)
  • Establish Clear Funding and Resource Pathways (costing)
    Identify sustainable or future funding mechanisms (government or donor driven) and allocate resources in the policy itself. For example, involve development partners in the planning process to ensure that funding aligns with government priorities, creating a clear plan for financial support to ensure that policies move beyond paper.
  • Encourage Data-Driven Accountability and Monitoring
    Build monitoring and evaluation systems into the policy to ensure accountability. Regular progress checks enable stakeholders to assess what is working, make necessary adjustments, and keep the policy relevant and actionable. Ensure monitoring is transparent and data are accessible to stakeholders.
  • Embed Capacity Building Within Policy Initiatives
    Policy strengthening also means strengthening the capacities of those implementing them. Provide training and resources at each stage of the policy rollout, ensuring that local leaders and teachers have the skills and understanding to support FLN objectives.
  • Facilitate Cross-Sectoral Collaboration
    Policies succeed when they have broad support across sectors. Encourage collaboration between the Ministry of Education, Ministry of Finance, local government units, and donor partners. Each group has a role in implementing, funding, and sustaining policies, making cross-sectoral support critical for success.
  • Integrate FLN Policy Goals into School Governance Systems
    Embed FLN goals within school improvement plans, performance contracts, and local governance structures such as FEFFI committees to ensure the policy is applied at the school level. Aligning school action plans with FLN policies keeps the focus on literacy and numeracy as a core part of school operations.
  • Foster Communication and Public Awareness Campaigns
    Educate communities and parents on the importance of FLN policies through awareness campaigns. This transparency helps build community demand and accountability, encouraging local stakeholders to actively support policy goals.